-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7erfYPdweivWV1s3rymLFb19BcDHRJrtfHyFjNUwEIKEYQD64ct00/HsFX1X1Xr WzObjSiAnHcjzZjEkP0KrQ== 0000950135-97-000609.txt : 19970222 0000950135-97-000609.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950135-97-000609 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAPIENT CORP CENTRAL INDEX KEY: 0001008817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043130648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49683 FILM NUMBER: 97532253 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOORE J STUART CENTRAL INDEX KEY: 0001031537 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMORIAL DRIVECAMBRIDGE CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G 1 SAPIENT CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __) Sapient Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 803062 10 8 --------------------- (CUSIP Number) 2 SCHEDULE 13G CUSIP No. 803062 10 8 Page 2 of 11 ----------- --- --- - -------------------------------------------------------------------------------- 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons J. Stuart Moore ###-##-#### - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group - Not Applicable - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 2,985,309 Shares (Includes 980,182 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust-1996, of which Mr. Moore is the sole Trustee.) - -------------------------------------------------------------------------------- 6. Shared Voting Power: 0 Shares. Mr. Moore's wife shared voting control over 4,000 shares held by the J. Stuart Moore Irrevocable Trust of which she is a co-trustee. - -------------------------------------------------------------------------------- 3 CUSIP No. 803062 10 8 Page 3 of 11 ----------- --- --- - -------------------------------------------------------------------------------- 7. Sole Dispositive Power 2,985,309 Shares (Includes 980,182 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust-1996, of which Mr. Moore is the sole trustee.) - -------------------------------------------------------------------------------- 8. Shared Dispositive Power 278,441 Shares (Composed of 265,108 shares held by the J. Stuart Moore Two Year Qualified Annuity Trust-1996, and 13,333 shares held by the J. Stuart Moore Remainder Trust. Mr. Moore is a co-trustee of each of these trusts and shares dispositive power over the shares held by the trusts.) Mr. Moore's wife has shared dispositive control over 4,000 shares held by the J. Stuart Moore Irrevocable Trust, of which she is a co-trustee. - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person. Mr. Moore has or shares voting or investment control over 3,263,750 Shares (Includes 265,108 shares held by the J. Stuart Moore Two Year Qualified Annuity Trust-1996, 980,182 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust-1996 and 13,333 shares held by the J. Stuart Moore Remainder Trust.) Mr. Moore's wife has or shares voting or investment control with respect to 4,000 shares held by the J. Stuart Moore Irrevocable Trust of which she is a co-trustee. Mr. Moore disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9. 28.4% - -------------------------------------------------------------------------------- 12. Type of Reporting Person. IN - -------------------------------------------------------------------------------- 4 CUSIP No. 803062 10 8 Page 4 of 11 ----------- --- --- - -------------------------------------------------------------------------------- 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons J. Stuart Moore Eight Year Qualified Annuity Trust-1996 ###-##-#### - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group - Not Applicable - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Commonwealth of Massachusetts - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 980,182 Shares (voting control of these shares is held by Mr. Moore, the sole trustee of the trust). - -------------------------------------------------------------------------------- 6. Shared Voting Power: 0 Shares - -------------------------------------------------------------------------------- 5 CUSIP No. 803062 10 8 Page 5 of 11 ----------- --- --- - -------------------------------------------------------------------------------- 7. Sole Dispositive Power 980,182 Shares (dispositive control of these shares is held by Mr. Moore, the sole trustee of the trust). - -------------------------------------------------------------------------------- 8. Shared Dispositive Power 0 Shares - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 980,182 shares are held by the J. Stuart Moore Eight Year Qualified Annuity Trust-1996. - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9. 8.5% - -------------------------------------------------------------------------------- 12. Type of Reporting Person. OO - -------------------------------------------------------------------------------- 6 CUSIP No. 803062 10 8 Page 6 of 11 ----------- --- --- SCHEDULE 13G Item 1. (a) Name of Issuer: -------------- Sapient Corporation Item 1. (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- One Memorial Drive Cambridge, Massachusetts 02142 Item 2. (a) Name of Person Filing: --------------------- J. Stuart Moore for himself and on behalf of the J. Stuart Moore Eight Year Qualified Annuity Trust-1996 Item 2. (b) Address of Principal Business Office or, if None, Residence: ----------------------------------------------------------- J. Stuart Moore c/o Sapient Corporation One Memorial Drive Cambridge, Massachusetts 02142 The J. Stuart Moore Eight Year Qualified Annuity Trust-1996 receives its mail c/o Mr. Moore. Item 2. (c) Citizenship: ----------- Mr. Moore is a citizen of the United States of America. The J. Stuart Moore Eight Year Qualified Annuity Trust-1996 is organized under the laws of the Commonwealth of Massachusetts. 7 CUSIP No. 803062 10 8 Page 7 of 11 ----------- --- --- Item 2. (d) Title of Class of Securities: ---------------------------- Common Stock, $.01 par value per share Item 2. (e) CUSIP Number: ------------ 803062 10 8 Item 3: Not Applicable Item 4. Ownership: --------- (a) Amount Beneficially Owned: Mr. Moore has or shares voting or investment control over 3,263,750 Shares (Includes 265,108 shares held by the J. Stuart Moore Two Year Qualified Annuity Trust-1996, 980,182 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust-1996 and 13,333 shares held by the J. Stuart Moore Remainder Trust). Mr. Moore's wife has or shares voting or investment control with respect to 4,000 shares held by the J. Stuart Moore Irrevocable Trust, of which she is a co-trustee. Mr. Moore disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. The J. Stuart Moore Eight Year Qualified Annuity Trust-1996 holds 980,182 shares. 8 CUSIP No. 803062 10 8 Page 8 of 11 ----------- --- --- (b) Percent of Class: Mr. Moore has or shares voting or investment control over shares representing 28.4% of the issuer's outstanding stock. The J. Stuart Moore Eight Year Qualified Annuity Trust-1996 holds shares representing 8.5% of the issuer's outstanding stock. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Mr. Moore has sole power to direct the vote of 2,985,309 shares. (Includes 980,182 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust-1996, of which Mr. Moore is the sole trustee.) (ii) shared power to vote or to direct the vote: Mr. Moore has shared power to direct the vote of 0 shares. Mr. Moore's wife has shared voting control over 4,000 shares held by the J. Stuart Moore Irrevocable Trust, of which she is a co-trustee. (iii) sole power to dispose or to direct the disposition of: Mr. Moore has sole power to dispose of 2,985,309 shares. (Includes 980,182 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust-1996, of which Mr. Moore is the sole trustee.) 9 CUSIP No. 803062 10 8 Page 9 of 11 ----------- --- --- (iv) shared power to dispose or to direct the disposition of: Mr. Moore has shared dispositive power over 278,441 Shares (Composed of 265,108 shares held by the J. Stuart Moore Two Year Qualified Annuity Trust-1996, and 13,333 shares held by the J. Stuart Moore Remainder Trust. Mr. Moore is a co-trustee of each of these trusts and shares dispositive power over the shares held by the trusts.) Mr. Moore's wife has shared dispositive control over 4,000 shares held by the J. Stuart Moore Irrevocable Trust, of which she is a co-trustee. Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not Applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: --------------------------------------------------------------- During the terms of the J. Stuart Moore Two Year Qualified Annuity Trust-1996 and the J. Stuart Moore Eight Year Qualified Annuity Trust-1996 Mr. Moore is the only beneficiary of such trusts. Mr. Moore's children are the beneficiaries of the J. Stuart Moore Remainder Trust. Mr. Moore's wife and children are the beneficiaries of the J. Stuart Moore Irrevocable Trust. 10 CUSIP No. 803062 10 8 Page 10 of 11 ----------- --- --- Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported by the Parent Holding Company: ---------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: --------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------ Not Applicable Item 10. Certification: ------------- Not Applicable 11 CUSIP No. 803062 10 8 Page 11 of 11 ----------- --- --- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 ----------------------------------- Date /s/ J. Stuart Moore ----------------------------------- J. Stuart Moore, individually and as a trustee of the J. Stuart Moore Two Year Qualified Annuity Trust-1996, the J. Stuart Moore Eight Year Qualified Annuity Trust-1996 and the J. Stuart Moore Remainder Trust -----END PRIVACY-ENHANCED MESSAGE-----